We provide regulatory compliance support including assistance with strategy, authorisation, controls and procedures.

Hoi Polloi uses third party software to offer clients a part or fully outsourced regulatory reporting solution. We are able to adapt our services to a variety of regulatory jurisdictions.

Our experienced team can provide tailored advice on a sector specific issues including compliance with e-money regulations, money laundering requirements and the Alternative Investment Fund Managers Directive (AIFMD). Contact us.

SERVICES

• Advice
• Authorisations & Applications
• Compliance Support
• Legislative Briefings
• Regulatory Reporting
• Reviews

 

Fancy a tea or coffee?

Our office is in London, please get in contact to discuss your project.